Legal Notice

Terms & Conditions of Use

Commissions, trailing commissions, management fees, performance fees and expenses all may be associated with mutual fund investments. Please read the Offering Documents before investing. Unless otherwise indicated and except for returns for periods less than one year, the indicated rates of return are the historical annual compounded total returns including changes in security value. All performance data assume reinvestment of all distributions or dividends and do not take into account sales, redemption, distribution or optional charges or income taxes payable by any security holder that would have reduced returns. Mutual funds are not guaranteed, their values change frequently and past performance may not be repeated. Performance returns for the StoneCastle Fund is net of all fees. Mutual fund securities are not covered by the Canada Deposit Insurance Corporation or by any other government deposit insurer.

If you are a Canadian resident, you can obtain the applicable offering memorandum for each fund from your financial adviser or from StoneCastle Investment Management Inc. by calling 1 (866) 780-6475.

This site should not be considered an offer to sell or a solicitation to buy securities of mutual funds to any person residing in the United States of America or in any other jurisdiction in which such an offer or solicitation is unlawful. Securities of the funds managed by StoneCastle Investment Management Inc. will not be sold to any person residing outside Canada unless such sales are permitted under the law of their jurisdiction. Investors should contact their financial advisers for further details.

This communication is published by StoneCastle Investment Management Inc. Any commentaries and information contained in this communication are provided as a general source of information and should not be considered personal investment advice. Every effort has been made to ensure that the material contained herein is accurate at the time of publication. However, StoneCastle Investment Management Inc. cannot guarantee its accuracy or completeness and accepts no responsibility for any loss arising from any use of or reliance on the information contained herein.

Facts and data provided by StoneCastle Investment Management Inc. and other sources are believed to be reliable when posted. StoneCastle Investment Management Inc. cannot guarantee that they are accurate or complete or that they will be current at all times. Information on this web site is not intended to provide legal, accounting, investment or tax advice, and should not be relied upon in that regard. StoneCastle Investment Management Inc. and its affiliates will not be responsible in any manner for direct, indirect, special or consequential damages howsoever caused, arising out of the use of this web site

Users of the StoneCastle Investment Management Inc. web site pages (the “web site”) shall only be entitled to copy the web site for their own personal use but may not republish nor reproduce any substantial part of the web site in any manner whatsoever, including electronically reproducing the web site by “uploading,” “downloading” or accessing the web site on to the Internet or any other local or international computer system, without the prior written permission of StoneCastle Investment Management Inc. An acknowledgment of the source must be included whenever StoneCastle Investment Management Inc. material is copied or published. If you require further information on a permitted use or license to reproduce or republish any material, address your inquiry to the Marketing Department, StoneCastle Investment Management Inc.:

1708 Dolphin Avenue, Suite 205, Kelowna, British Columbia, V1Y 9S4, Canada

Any infringement of StoneCastle Investment Management Inc.’s rights will result in appropriate legal action. StoneCastle Investment Management Inc. disclaims any and all liability for any consequences, which may result from any unauthorized reproduction or use of this web site whatsoever.

Sites accessed by hypertext appearing in this web site have been independently developed by parties other than StoneCastle Investment Management Inc. and we do not guarantee the accuracy of information contained in such sites. The listing of an organization in this site should not be construed as an endorsement of its products or services.

Complete confidentiality and security is not yet possible over the Internet. StoneCastle Investment Management Inc. advises that the Internet is not a secure medium and privacy cannot be ensured. StoneCastle Investment Management Inc. and its affiliates will not be responsible for any damages you may suffer if you transmit confidential or sensitive information to us.

To receive an Offering Memorandum or request any further information, please contact us.

Disclaimer

Information pertaining to the StoneCastle Fund is not to be construed as a public offering of securities in any jurisdiction of Canada. The offerings of units of the StoneCastle Fund, made pursuant to their respective offering memorandum only to those investors in jurisdictions of Canada who meet certain eligibility or minimum purchase requirements. Important information about the StoneCastle Fund including a statement of the fund’s fundamental investment objective, is contained in their respective offering documents, a copy of which may be obtained from your dealer. Read the applicable offering documents carefully before investing. Unit values and investment returns will fluctuate.

Funds are not guaranteed, their values change frequently and past performance may not be repeated.

E-Mail Disclaimer

Notice of Confidentiality

This communication, including any information transmitted with it is intended only for the use of the addressees and is confidential. If you are not an intended recipient or responsible for delivering the message to an intended recipient, any review, disclosure, conversion to hard copy, dissemination, reproduction or other use of any part of this communication is strictly prohibited, as is the taking or omitting of any action in reliance upon this communication.