Our Process
Exceptionally personalized investment advisory
We believe in open investor communication and transparency. Accordingly, we encourage both our private clients and third party investment advisors to provide us with their e-mail address so they can receive a monthly performance update and can be invited to our monthly webinars.
The goal of this regular correspondence is to openly communicate the only thing that counts: results. We subscribe to the notion that it is in the interest of StoneCastle Investment Management Inc. to have our investors understand the companies in which they have a stake.
Our Principles
The following principles govern the StoneCastle process
- 01
Superior Risk Adjusted Returns
We look for returns on an annual basis, asset growth and – most important – security. All are fundamental to our approach.
- 02
Investment Methodology
Both disciplined and strict. We use a rigorous risk controlled quantitative and technical research process to identify compelling investments.
- 03
Flexible Investment Mandates
We look for companies with solid and improving fundamentals, superior earnings, and exceptional growth potential. This enables the portfolio managers to take advantage of all opportunities.
- 04
Pay for Performance
We are ruthless. Put another way, if a stock is not performing, it is sold and replaced with one that is. The portfolio managers are directly compensated for generating returns for investors.